Carrie Yates
Advisor at HUB Investment Partners, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at HUB Investment Partners, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Carriere, MS
Credentials
Series 63, Series 66
Industry experience
11 years
Carrie Yates is a financial advisor at HUB Investment Partners, LLC with 11 years of industry experience. She holds Series 63 and Series 66 designations. Her prior experience includes roles at TD Ameritrade and Fidelity. HUB Investment Partners provides investment management and retirement planning services to a diverse client base, including individuals, institutions, and municipal entities. The firm combines internally managed model portfolios with customized strategies and offers access to various advisory platforms, serving as a fiduciary for retirement and IRA accounts.
Based on HUB Investment Partners, LLC
Flat fees may be charged for retirement and financial planning services, investment consulting services for banks, and balance sheet management consulting services for banks; also a $1,000-$1,500 flat quarterly fee for reporting in MAPP program
$0 - $99,999.99: 1.50% $100,000 - $999,999.99: 1.25% $1,000,000 - $2,999,999.99: 1.00% $3,000,000 - $6,999,999.99: 0.75% $7,000,000 - $9,999,999.99: 0.50% $10,000,000+: Negotiated
Hourly fees may be charged for retirement and financial planning services
Fee-only: Hourly rate, flat fee, and/or percentage of assets under management for retirement and financial planning services; fees are negotiable and vary based on complexity and size
Carriere, MS
Florida · Louisiana · Mississippi
HUB Investment Partners, LLC
2021 - Present (5 years)
Td Ameritrade, Inc.
2017 - 2021 (4 years)
FIDELITY
2013 - 2017 (4 years)
Home Maker
2010 - 2021 (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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