3CM Capital Management, LLC

3CM Capital Management is a single-advisor registered investment adviser that serves individuals (including high-net-worth clients), corporations and small businesses, offering discretionary and non-discretionary portfolio management, financial planning, financial consulting, and referrals to third‑party advisers. Like many independent firms, it bills asset-based advisory fees and tailors its services to each client's objectives and risk tolerance.

The firm typically implements client strategies under discretionary authority when engaged and uses a mix of approaches — including Modern Portfolio Theory, technical methods (charting and cyclical analysis), long- and short-term positions, option-writing and futures — and may engage in occasional frequent trading. It may also place certain client assets with third‑party managers (disclosing Zacks Investment Management as a specifically referenced option) and conducts account reviews at least quarterly with additional reviews for life changes or market events.

Notable distinctions include that the firm’s principal is separately licensed as an independent insurance agent and may receive commission-based compensation for insurance sales in addition to advisory fees, a conflict of interest the brochure discloses. The firm also participates in industry educational programs and workshops through its custodial and industry relationships and provides ongoing financial-management support to clients, features that are less common among similarly sized independent advisers.