4D Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$66,368,460
Clients
62
2% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
62
Very HighAverage account size
$1,070,459
About
4D Financial Advisors provides discretionary investment management and financial planning services to individual clients, including high-net-worth individuals. The firm documents each client’s goals and risk tolerance in an Investment Policy Statement and offers both ongoing wealth management and one-time financial plans.
The firm follows a long-term, globally diversified approach and sets target asset allocations with client input, seeking discretionary authority to implement portfolios. Its investment process draws on charting, fundamental, technical and cyclical analysis and may, when appropriate, employ higher-risk strategies such as margin, options writing, short sales and access to hedge funds.
Principal Jeffrey Dvorak (CFP®, CPWA®) personally conducts account reviews and typically meets financial-planning clients in person on a quarterly basis, and 4D manages client assets internally rather than using third‑party managers. The firm also coordinates estate‑planning work with attorneys and assists with insurance sourcing, and uses a tiered fixed-fee structure for combined planning and management rather than relying solely on a simple percentage-of-assets model.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Social Security optimization
Tax-loss harvesting
Fee options
Fixed fees for financial planning and specific projects, starting at $4,000 for one-time financial plans
$0 - $500,000: $1,250 quarterly $500,001 - $1,000,000: Up to $2,125 quarterly $1,000,001 - $1,500,000: Up to $2,875 quarterly $1,500,001 - $2,000,000: Up to $3,625 quarterly $2,000,001 - $3,000,000: Up to $5,125 quarterly $3,000,001+: $5,125 quarterly plus 0.0875% annually on assets above $3 million
Minimum fee: Quarterly fees ranging from $1,250 for accounts $0 to $500,000 up to $5,125 for $3 million and above plus 0.0875% above $3 million Fee-only: One-time financial plan fees starting at $4,000
Main office location
4D Financial Advisors, LLC
2 S421 Canterbury Ct.
Glen Ellyn IL 60137, United States
Number of offices
1
Most active in
4D Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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