9D Capital LLC logo

9D Capital LLC

Updated today

Client assets under management

$10,617,492

Clients

6

17% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

2

Very Low

Average account size

$1,769,582

About

9D Capital LLC is a state‑registered investment adviser that provides financial planning, wealth management, and discretionary portfolio management to individuals and high‑net‑worth clients, as well as pension and profit‑sharing plans and other business entities. The firm delivers tailored advisory services through documented Investment Policy Statements, ongoing account supervision, and periodic client reporting.

The firm’s investment process combines fundamental, technical and cyclical analysis to construct diversified portfolios that may include equities, ETFs, mutual funds, fixed income, REITs, third‑party managers and insurance products. It typically manages client accounts on a discretionary basis, uses custodial and model programs offered through SEI (with the option of other custodians), and supports periodic rebalancing and the selection of independent money managers where appropriate.

Distinctive aspects disclosed in the brochure include that certain principals, in their individual capacities, are registered representatives of an investment‑banking broker‑dealer and may offer commissionable insurance or other products outside the advisory agreement; the firm describes policies to disclose and manage those potential conflicts. The firm also reports managing pooled vehicles such as pension and profit‑sharing plans and hosts educational newsletters and occasional seminars for current and prospective clients, features that are less common among peer team firms.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Wealth management Annuities

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Fee options

Fixed

Fixed fees for financial planning, starting with an initial deposit of $500; total fees typically range from $1,000 to $15,000 depending on complexity

Percentage

Up to 2.00% annually

Commissions

Insurance services under separate commission arrangements

Project-based

$250 per hour for financial planning and consulting

Other

Account minimum: $250,000 (may be waived based on client needs and situation) Fee-only: Fee-only financial planning, wealth management, and investment management services

Main office location

9D Capital LLC

244 5 Th Ave Ste 1211

New York NY 10001, United States

Number of offices

3

Most active in

New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lauralee D

Series 65

New York, NY

9D Capital LLC

Lauralee Donnelly is a financial advisor at 9D Capital LLC with 12 years of industry experience and holds a Series 65 designation. She previously worked at Capital Trust and Associates LLC for nine years before joining 9D Capital in 2022. Outside of her advisory role, she owns Lauralee Donnelly LLC, a consulting business focused on financial coaching. 9D Capital LLC provides investment management, wealth planning, and financial planning services to individuals, including high-net-worth clients, pension and profit-sharing plans, corporations, and other business entities. The firm manages client accounts on a discretionary basis using individualized Investment Policy Statements and employs various analytical approaches to construct diversified portfolios.

Wealth management Annuities
user avatar

Sam Hicham A

Series 63, Series 65

New York, NY

9D Capital LLC

Sam Hicham Alaoui is a financial advisor with 19 years of industry experience, currently serving at 9D Capital LLC. He holds Series 63 and Series 65 licenses and has previously worked at firms including 5D Partners LLC, Crito Capital LLC, New Alchemy, Capital Trust and Associates LLC, and Capital Frontline LLC. Outside of his advisory role, he is a managing member and strategy consultant at Antimatter Capital LLC, a non-securities-related business. 9D Capital LLC provides investment management, wealth planning, and financial planning services to individuals, pension and profit-sharing plans, corporations, and other business entities. The firm manages client accounts on a discretionary basis using fundamental, technical, and cyclical analysis, with portfolios typically implemented through SEI Investments’ model and custodian services.

Wealth management Annuities
user avatar

Nazariy B

Series 63, Series 65

Forest Hills, NY

9D Capital LLC

Nazariy Blagyy is a financial advisor at 9D Capital LLC with Series 63 and Series 65 credentials and four years of industry experience. His prior work includes roles at 5D Partners, LLC, IP Financial Advisory Services, LLC, and Innovation Partners, LLC. Outside of financial advising, he serves as Managing Member of Strategic Nexus LLC, a strategic and marketing consulting business, and as Creative Director of Twelve Fourteen LLC. 9D Capital LLC provides investment management, wealth planning, and financial planning services to individuals, pension and profit-sharing plans, corporations, and other business entities. The firm manages client accounts on a discretionary basis using fundamental, technical, and cyclical analysis, and employs SEI Investments’ model and custodian services with periodic portfolio rebalancing and reviews.

Wealth management Annuities
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