Active Wealth Advisors

Active Wealth Advisors provides tailored investment management and advisory services to individuals, families, trusts and a range of plan and institutional clients, delivering both discretionary and non‑discretionary portfolio management. Portfolios may include mutual funds, ETFs, individual equities, fixed income, non‑U.S. securities, private placements and other securities consistent with each client’s objectives.

The firm follows a disciplined, goals‑based process that blends fundamental analysis, Modern Portfolio Theory and sector rotation, with internal portfolio reviews monthly and client reviews at least annually. Active Wealth Advisors implements a variety of instruments to execute its strategies — including options, futures and short‑volatility (VIX) positions — and sizes those positions according to each client’s risk profile; as of 12/31/2025 the firm reported about $30.4 million in discretionary assets and about $45.0 million in non‑discretionary assets.

What distinguishes the firm from many peers is its routine use of complex derivatives and short‑volatility strategies (with explicit disclosure of margin and assignment risks and the need for active monitoring) and its acceptance of retirement plans, pension/profit‑sharing arrangements, charitable organizations and corporate entities in addition to individual clients. The firm also manages a modest number of client relationships relative to its assets under management and offers both discretionary and non‑discretionary engagements, which can affect execution timing and price for non‑discretionary accounts.