A
AES Triplex
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Aes Triplex provides portfolio management services to individuals, high‑net‑worth individuals and charitable organizations, preparing an Investment Policy Statement for each client and offering ongoing discretionary management and regular portfolio monitoring. The firm is newly formed and currently reports no assets under management, no clients and no registered active advisors.
Its investment process combines cyclical and fundamental analysis, modern portfolio theory and quantitative methods, and the firm employs a range of strategies from long‑term investing to short‑term trading, including margin, short sales and options. The adviser typically seeks discretionary trading authority, documents client risk tolerance in the IPS, and delivers monthly account reporting through the custodian.
Distinctive operational features include an affiliation with the firm’s principal’s real‑estate activities, which the brochure notes may create potential conflicts of interest and could lead to real‑estate related referrals or services alongside securities advice. The firm also requires clients to use a specified custodian (Schwab Institutional), states it does not act as a private fund adviser, and does not aggregate trades for multiple accounts — practices that set it apart from many peers in this category.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Real estate investing
Fee options
1.00% annually
Main office location
AES Triplex
Philadelphia PA, United States
Number of offices
1
Most active in
AES Triplex has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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