AK Investing
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,170,000
Clients
75
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
75
Very HighAverage account size
$268,933
About
AK Investing works with individual investors, high‑net‑worth clients, businesses and retirement plan sponsors and participants, providing ongoing investment management, comprehensive and targeted financial planning, and retirement‑plan consulting and participant education. The firm offers portfolio management for individuals and consulting services to plan sponsors, including employee education and fiduciary reviews.
The firm’s investment approach emphasizes diversified ETFs combined with option strategies and uses market‑implied volatility — specifically the CBOE S&P 500 Implied Volatility Index (VIX) — to determine position sizing. It allocates a portion of client capital to short index/ETF option strategies (structured across five risk tiers from conservative to aggressive), conducts periodic rebalancing, and provides discretionary or non‑discretionary management according to client preferences.
Several practices distinguish the firm from many independent peers: it accepts performance‑based fees from qualified clients and may charge for periodicals and educational seminars, and it provides pension and profit‑sharing plan services including ERISA fiduciary consulting with the option to act as a 3(21) or 3(38) fiduciary. The firm also explicitly uses derivatives in separately managed accounts through short options and offers participant education, plan benchmarking, and other pension‑consulting services as part of its retirement‑plan work.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Expertise
Retirement income strategy
Options & derivatives strategies
Passive / index investing
Tax-loss harvesting
Fee options
Targeted focus financial planning fees range from $500 to $1,500
$100 to $400 per hour for financial planning and investment management (when applicable)
Charged to qualified clients; percentage of account's increase in gross value quarterly, contingent on exceeding high water mark
Account minimum: $250,000 Minimum fee: Minimum annual fee of $2,000 per managed account Fee-only: Financial planning fees: $100-$400 per hour for comprehensive planning; $500-$1,500 fixed fee for targeted focus planning
Main office location
AK Investing
8191 N Tamiami Trail, Bldg B1
Sarasota FL 34243, United States
Number of offices
1
Most active in
AK Investing has reported serving >5 clients in these states in the last 12 months.
Florida · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")