Allegiant Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,429,043
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
23
35% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$409,958
About
Allegiant Financial Advisors, LLC serves individuals and high‑net‑worth clients as well as corporate entities, trusts, and retirement/pension and profit‑sharing plans. The firm provides financial planning, investment advice, business consulting, employer‑sponsored retirement plan consulting and administration, and also makes insurance products available through affiliated companies.
The advisor collects client financial data and delivers written or verbal analyses and recommendations, offering both discretionary and non‑discretionary account structures and a mix of active management and longer‑term buy‑and‑hold services. Investment adviser representatives use third‑party research and tools and may implement strategies that include options, margin and other short‑term trading techniques where appropriate.
AFA is affiliated with related Allegiant entities that provide insurance, title, financing and consulting services, and some representatives are dually registered with broker‑dealers—arrangements the brochure notes can create conflicts of interest when commission products are recommended. The firm’s regulatory disclosure history (consent agreement and fine) and its emphasis on corporate and retirement plan consulting distinguish it from many solo independent advisers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
Fee options
Negotiated fixed fees, often ranging from $3,000 to $10,000 on a quarterly basis depending on scope; may also charge one-time fixed fees for advisory or planning services.
Under $250,000 - $250,000: 2.75% $250,001 - $500,000: 2.50% $500,001 - $750,000: 2.25% $750,001 - $1,000,000: 2.00% Over $1,000,000+: 1.75%
Some Investment Advisor Representatives may also be registered representatives of a broker dealer and may receive commissions; this is a separate business activity and not the primary model.
Hourly financial planning fees up to $300.00 per hour; usually range from $150.00 to $250.00 per hour.
Minimum fee: Accounts may require a minimum advisory fee or quarterly maintenance fee as detailed in the applicable advisory agreement (specific amounts not stated). Fee-only: Yes, primarily fee-based advisory fees charged as percentage of assets under management.
Main office location
Allegiant Financial Advisors, LLC
1000 5 Th Street, Suite 200
Miami Beach FL 33139, United States
Number of offices
1
Most active in
Allegiant Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Website
305-672-1222 / 866-672-1222
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")