Allied Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$85,197,816
Clients
110
32% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
110
Very HighAverage account size
$774,526
About
Allied Investments of Tennessee is an independent, single-advisor registered investment adviser serving individuals, high‑net‑worth households, retirement plans and corporate/business clients. The firm provides discretionary investment management and related services, and also offers financial planning, tax preparation and trustee-related services.
Portfolios are typically built with ETFs and low‑cost diversified mutual funds and may include individual stocks, bonds and other instruments to meet client objectives. The adviser uses fundamental and charting analysis for portfolio construction and, notably, employs options and other derivatives within separately managed accounts as part of its implementation toolkit.
What is distinctive about the firm relative to many small independent advisers is its active work with corporate or business clients combined with the use of derivatives in client accounts. The firm operates under a fiduciary standard, maintains a custody relationship with an institutional custodian to execute and clear trades, and manages accounts on a discretionary basis with ongoing monitoring and rebalancing.
Client services
Financial planning
Portfolio management
Tax preparation
Expertise
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
General retirement planning
Wealth management
Fee options
Financial planning fixed fees range from $0 to $2,500
$0 - $1,000,000: 0.95% Over $1,000,000+: 0.75%
$150 per hour for financial planning services
Fee-only: Financial planning fees range from $0 to $2,500; Hourly fees $150 per hour
Main office location
Allied Investments
532 Princeton Road
Johnson City TN 37601, United States
Number of offices
1
Most active in
Allied Investments has reported serving >5 clients in these states in the last 12 months.
Tennessee · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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