Alohana Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Alohana Financial, LLC is a fee-only registered investment adviser that provides investment management and financial planning services to individuals and high-net-worth individuals. The firm offers both ongoing and project-based planning engagements and discretionary portfolio management covering equities, fixed income, mutual funds, ETFs and cash equivalents.
Alohana describes its investment process as asset-allocation driven and grounded in Modern Portfolio Theory, using a mix of passive and active vehicles and allowing for socially responsible (ESG) customization when clients request it. Portfolios are generally managed with a long‑term orientation, clients may impose reasonable written restrictions, and the firm recommends an institutional custodian for custody and trade execution.
Noteworthy details in the brochure include that the firm is recently formed and currently reports no assets under management, and that it charges hourly fees for certain project-based planning work — a billing practice that is relatively uncommon for firms in the investment-manager category. The brochure also highlights the principal’s advanced academic degree and multiple professional credentials (CFP®, RLP®, and enrolled agent) and prior experience at national banking and clearing organizations.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Initial fee up to $1,500 for ongoing financial planning; recurring monthly fees $400 to $700; fixed fees for project-based planning range from $5,000 to $10,000.
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$500 per hour for Project-Based Financial Planning.
Fee-only: Financial planning services offered on a fee-only basis; no commissions received.
Main office location
Alohana Financial, LLC
Durham NC, United States
Number of offices
1
Most active in
Alohana Financial, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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