AlphaVista Asset Management LLC

AlphaVista Asset Management LLC is a recently established, small investment manager that provides discretionary and non‑discretionary portfolio management primarily through separately managed accounts and pooled arrangements. The firm serves a mix of clients—including institutional/pooled investors as well as individual clients across different wealth levels—and operates through custodial relationships with standard brokerages while not serving as custodian itself.

The firm’s investment process is driven by proprietary quantitative models that combine mathematical and statistical indicators to select and trade predominantly exchange‑traded products (including leveraged ETPs) across equity and fixed‑income exposures; about 80% of trading is model‑driven with the remaining activity subject to discretionary oversight. AlphaVista manages accounts to a single “model portfolio” applied across client accounts (with written client restrictions permitted), typically selecting a concentrated subset from a defined 20‑ETP universe and holding positions from several days to many weeks, with embedded leverage in the selected ETPs.

What distinguishes AlphaVista from many peers in this category is its acceptance of both non‑high‑net‑worth and high‑net‑worth individual clients alongside institutional mandates, and the availability of performance‑based compensation for qualified investors. The firm is led by its founder in the dual roles of chief investment and compliance officer, who invests personal assets in the same model portfolio, and the brochure discloses an elevated average leverage profile, potential for concentrated holdings and higher turnover, and no reported external fee‑paying assets at the time of filing.