A
American Legacy Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,873,264
Clients
6
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
LowAverage account size
$978,877
About
The firm provides comprehensive portfolio management and standalone financial consulting services to a very small client roster that primarily includes high-net-worth individuals, trusts, pension and profit-sharing plans, and business entities. It does not generally serve non‑high‑net‑worth retail individuals and operates with a concentrated client base of only a few relationships.
Advisory engagements are tailored through an initial client interview and implemented on a discretionary basis, with asset management billed on a percentage-of-AUM basis and consulting offered on hourly or flat-fee terms. Investment decisions draw on a mix of fundamental, technical and cyclical analysis, favor long-term purchases using stocks, bonds, mutual funds and ETFs, and maintain conservative cash management (money market funds, CDs, commercial paper) for liquidity and fee purposes.
Compared with peers, the firm’s combination of being a solo independent adviser while providing pension consulting and portfolio management for institutional clients is uncommon for a practice of this size. The principal is also a licensed insurance agent and the firm uses standing letters of authorization for at least one client, indicating a concentrated, higher-touch practice with potential conflicts related to insurance recommendations that are disclosed in the brochure.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Business Financial Management
Fee options
Flat fees range from $10,000 to $50,000
$0 - $2,000,000: 1.50% $2,000,001 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 1.00% $10,000,000 - $25,000,000: 0.75% $25,000,000+: 0.50%
Up to $250 per hour
Account minimum: $2,000,000 Fee-only: Hourly fees up to $250/hour; Flat fees ranging from $10,000 to $50,000
Main office location
American Legacy Capital
Bellevue WA, United States
Number of offices
1
Most active in
American Legacy Capital has reported serving >5 clients in these states in the last 12 months.
California · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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