A
American Strategic Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
American Strategic Capital provides asset management and portfolio review services and also sells investment research and strategy tools to wealth managers and institutional investors. Its offerings include non‑discretionary mutual fund/ETF asset‑allocation programs and discretionary separately managed account programs built around systematic industry sector rotation and dynamic asset allocation.
The firm’s investment approach relies on proprietary quantitative models that combine fundamental, technical and cyclical analysis to determine sector selection and asset mix, and its ASC Sector Program explicitly rotates industry exposure and can result in concentrated sector weights and active, frequent trading. Certain strategies permit the use of leveraged mutual funds, options and margin, which the firm discloses can increase short‑term volatility, tracking error and other trading risks.
American Strategic Capital discloses the uncommon practice—among peer investment managers—of employing borrowing (margin) and derivatives in separately managed accounts, and it offers performance‑based fee arrangements for qualified high‑net‑worth clients. The firm is affiliated with and licenses proprietary research from an affiliated adviser (Sector Logic, LP) and markets its ten systematic sector strategies and related research products to other registered advisers; its brochure also reports $0 in regulatory assets under management as of December 31, 2024.
Client services
Portfolio management
Business and financial consulting
Expertise
Active portfolio management
Factor investing / smart beta
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Fee options
Portfolio Review Program 1 and 2 fees are fixed fees, negotiated with clients, minimums $350 and $1,000 respectively.
Less than $99,999 - $99,999: 1.875% annually $100,000 - $249,999: 1.50% annually $250,000 - $499,999: 1.30% annually $500,000 - $999,999: 1.10% annually $1,000,000 - $1,999,999: 1.00% annually $2,000,000 - $4,999,999: 0.80% annually $5,000,000+: Negotiable
Two performance fee programs: Program 1 charges 0.75% annual management fee plus 10% of net capital appreciation; Program 2 charges 0.50% annual management fee plus 20% of net capital appreciation exceeding 1-year U.S. Treasury Bill Rate.
Investment Research Services charged on a flat monthly basis up to $3,000/month.
Account minimum: $100,000 Minimum fee: Portfolio Review Program 1 minimum fee: $350; Portfolio Review Program 2 minimum fee: $1,000
Main office location
American Strategic Capital
200 E. Sandpointe Ave, Suite 315
Santa Ana CA 92707-6714, United States
Number of offices
1
Most active in
American Strategic Capital has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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