A
Appletree Financial Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Appletree Financial Services provides investment management and financial planning services to entities such as pension and profit-sharing plans, charitable organizations, and corporations, and also offers retirement plan consulting to employer plan sponsors. Its advisory services include developing investment policy statements, investment reviews, fee analysis, participant education, vendor searches and monitoring of plan investments.
The firm manages portfolios using a mix of active and passive strategies guided by asset allocation and modern portfolio theory, and it may incorporate ESG-minded vehicles or exposures such as cryptocurrency where appropriate. Appletree routinely recommends and monitors Outside Managers, and it participates in a model marketplace to subscribe to model portfolios for use in client accounts; its compensation is fee-only and commonly based on a percentage of assets under management.
What is noteworthy relative to peers is that, despite being newly formed and operating with a single principal and no reported assets under management, the firm offers pension consulting and formal selection and due diligence of other advisers—services that are uncommon among managers in its category. It also positions itself as an ERISA fiduciary when advising retirement plans and discloses that it does not share in Outside Managers’ advisory fees while continuing to act as the primary advisor overseeing those relationships.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
ESG / Sustainable investing
Business sale tax planning
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
Initial financial planning fee up to $10,000; ongoing financial planning fees range from $3,500 to $10,000 quarterly in advance
$0 - $500,000: Flat $10,000 annual fee $500,001 - $2,000,000: 1.00% $2,000,001+: 0.75%
Minimum fee: $10,000 flat annual fee for Investment Management services for accounts under $500,000 Fee-only: Fee-only firm; no commissions or sales charges
Main office location
Appletree Financial Services LLC
Dover NH, United States
Number of offices
1
Most active in
Appletree Financial Services LLC has reported serving >5 clients in these states in the last 12 months.
New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")