A
Aurora Bay Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Aurora Bay Capital is an independent investment manager that provides discretionary portfolio management and advisory services to pooled investment programs and institutional clients, while also listing individuals, trusts, and non‑profits among potential client types. The firm offers implementation support and due diligence for external managers and provides access to alternative investments, including REITs and private placement opportunities.
Aurora Bay combines fundamental and technical analysis with customized asset allocation, implementing portfolios using individual bonds and equities alongside exchange‑traded funds to pursue tax efficiency and diversification. When appropriate, the firm recommends, selects and monitors third‑party managers, and conducts annual reviews and manager oversight on behalf of clients.
A distinctive aspect of Aurora Bay’s practice is its routine selection and placement of client assets with third‑party advisors — including acting as a solicitor or sub‑advisor — and receiving a portion of the related arrangements, which the brochure identifies as a material conflict to be managed. The firm’s principal also maintains broker‑dealer and investment‑banking registrations, and Aurora Bay emphasizes access to private placements typically limited to accredited investors and sizable commitments; at the time of the filing the firm reported no assets under management.
Client services
Portfolio management
Selection of other advisers
Expertise
Private / alternative investments
Real estate investing
Fee options
$0+: Up to 1.25% annually (negotiable, based on factors including asset size, services, complexity) $0+: Up to 0.50% annually for portfolios managed by third-party advisors (monitoring fee)
Account minimum: $100,000
Main office location
Aurora Bay Capital
Atlanta GA, United States
Number of offices
1
Most active in
Aurora Bay Capital has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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