Aurora Pointe Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$72,204,395
Clients
10
70% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$7,220,440
About
Aurora Pointe Capital Management, LLC is an independent, registered investment adviser formed in 2022 that provides discretionary portfolio management and financial planning to both individual and institutional clients. The firm generally requires $500,000 of total household assets to open an advisory relationship (subject to waiver) and offers services including cash flow and retirement planning, estate and tax coordination, and investment advice across equities, fixed income, mutual funds, ETFs and REITs.
As of December 31, 2024 the firm reported $28,724,473 in client assets under discretionary management and conducts at least quarterly portfolio reviews to rebalance, implement tactical shifts, and monitor fit with each client’s Investment Policy Statement. Portfolios are constructed around a low-cost index ETF core supplemented selectively with actively managed mutual funds and individual equities where specified in a client’s IPS, with cash management and tax-aware considerations incorporated into the process.
Noteworthy for a solo independent adviser, the firm provides portfolio management to institutional entities in addition to individuals, an arrangement that is uncommon among peers in this category. The firm’s principal holds CFA and CFP credentials, operates via an institutional custodian platform and research resources, does not participate in wrap or performance-fee programs, and generally leaves proxy voting to clients.
Client services
Financial planning
Portfolio management
Expertise
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Executive
Fee options
$2,500 to $20,000, negotiable
$0 - $500,000: 1.00% $500,001 - $2,500,000: 0.85% $2,500,001 - $4,000,000: 0.75% $4,000,001 - $6,000,000: 0.65% $6,000,001 - $10,000,000: 0.50% $10,000,001+: 0.40%
Account minimum: $500,000 minimum
Main office location
Aurora Pointe Capital Management, LLC
1934 Old Gallows Road, Suite 350
Vienna VA 22182, United States
Number of offices
2
Most active in
Aurora Pointe Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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