A
Austin Consulting
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$56,762,606
Clients
13
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
TypicalAverage account size
$4,366,354
About
Austin Consulting provides portfolio management and related investment services — including risk analysis, asset allocation, investment selection, performance reporting and security monitoring — to a small group of clients that include individuals, trusts, estates and charitable institutions. The firm reports managing roughly $57.8 million in client assets across approximately 13 relationships and tailors advice to each client’s overall financial situation.
The firm primarily constructs portfolios using mutual funds and exchange-traded funds, relies on fundamental analysis rather than market timing or technical strategies, and states a conservative orientation in portfolio construction. Austin Consulting operates on a non-discretionary basis, obtaining client approval before effecting trades and offering individual security selection only at a client’s request.
Compared with many independent peers, the firm’s assets are held almost entirely on a non‑discretionary basis and the adviser does not charge percentage‑of‑AUM (asset‑based) fees — features that are uncommon among solo independent RIAs. The principal provides personalized quarterly written reviews and the firm reports no third‑party affiliations, soft‑dollar arrangements, performance‑based fees, client referral compensation, or custody of client funds.
Client services
Portfolio management
Expertise
Wealth management
Fee options
Account minimum: $100,000 (exceptions may be made) Minimum fee: Fixed retainer fees range from $500 to $28,000 per year, billed quarterly or semi-annually in arrears Fee-only: Fixed retainer fees as described above; no asset-based fees or commissions
Main office location
Austin Consulting
Spring Valley CA, United States
Number of offices
1
Most active in
Austin Consulting has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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