Babylon Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,817,028
Clients
45
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$795,934
About
Babylon Wealth Management is a single‑advisor independent registered investment adviser that provides discretionary portfolio management, financial planning, and pension consulting to individuals, high‑net‑worth clients, 401(k) plans, and charitable foundations. The firm manages roughly $35.8 million across about 45 client relationships and documents client objectives and risk tolerances in individualized Investment Policy Statements.
Investment decisions are based on fundamental analysis and modern portfolio theory and are implemented through a long‑term trading discipline, with portfolios constructed from mutual funds, ETFs, equities, fixed income, real‑estate funds, commodities, TIPS, and non‑U.S. securities. The adviser manages client assets in‑house rather than selecting third‑party managers and generally exercises discretionary trading authority consistent with each client’s IPS.
Compared with many solo independent firms, Babylon WM’s ongoing pension consulting and standalone plan design services for employee benefit plans (including 401(k) plans) are relatively uncommon among peers. The firm also uses a defined, digital planning delivery process (access to a secure client portal) and discloses recent changes to its service lineup, including the removal of OCIO services.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Real estate investing
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Fee options
$0 - $1 million: 1.00% $1 million - $2 million: 0.90% $2 million - $3 million: 0.80% $3 million - $4 million: 0.70% $4 million - $5 million: 0.60% $5 million - $10 million: 0.50% $10 million - $20 million: 0.40% $20 million+: 0.25%
$300/hour for financial planning and investment consulting
Fee-only: Fixed fees from $2,000 to $15,000 for financial planning; Fixed fees from $2,000 to $20,000 for pension consulting
Main office location
Babylon Wealth Management LLC
1501 N. Broadway, St. 204
Walnut Creek CA 94596, United States
Number of offices
2
Most active in
Babylon Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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