B
Belmont Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$92,598,000
Clients
64
34% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
64
Very HighAverage account size
$1,446,844
About
Belmont Financial serves individual investors and small business clients, providing discretionary investment management and financial planning. The firm operates on a fee-only basis and commonly bills as a percentage of assets while implementing client accounts through qualified discount custodians.
The investment approach emphasizes globally diversified portfolios implemented primarily with no-load mutual funds, closed-end funds, and ETFs, using periodic rebalancing and both fundamental and technical analysis to guide allocations. Relationships are tailored to client risk tolerance and long-term goals, with most assets managed on a discretionary basis and financial planning often provided to investment-management clients at no additional charge.
Noteworthy aspects include a practice founded in 1992 that manages a comparatively large asset base for a firm of its size and enforces a $500,000 account minimum (household aggregation applies), which contributes to a relatively concentrated client roster. The firm is strictly fee-only, does not sell commissioned products or take custody of client funds, does not vote client proxies, and participates in institutional custodian programs that provide operational and technology support.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Fee options
$0 - $1,000,000: 1% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.70% $3,000,001+: 0.60%
Account minimum: $500,000 Fee-only: Fee-only firm; compensation is only paid directly by clients; no commissions or finder’s fees accepted.
Main office location
Belmont Financial, LLC
Charlestown MA, United States
Number of offices
1
Most active in
Belmont Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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