Birmingham Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Birmingham Capital provides discretionary investment management, wealth management and financial planning to a range of clients, including pension and profit‑sharing plans, retirement plans, trusts, municipalities, charitable organizations and individuals. The firm also offers retirement‑plan fiduciary services (including ERISA 3(38) investment management) and consultative financial-planning engagements.
Investment programs are generally constructed with ETFs and diversified mutual funds and managed with a long‑term orientation, although the firm may trade more frequently for rebalancing or cash needs. Birmingham Capital commonly implements strategies through unaffiliated Independent Managers and TAMPs, performing initial and ongoing due diligence and oversight over those advisers rather than receiving additional compensation from them.
Noteworthy features relative to many peers include the firm’s explicit pension consulting/ERISA 3(38) services and its practice of selecting and supervising other advisers, both of which are less common among similar investment managers. The firm also offers financial planning on an hourly or fixed‑fee basis and discloses that its principal maintains separate broker‑dealer and insurance licenses and conducts those activities in a separate capacity; Birmingham Capital is newly established.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Active portfolio management
Options & derivatives strategies
Fee options
Fixed fees up to $15,000 per engagement
up to 2.00% annually
$250 to $500 per hour
Fee-only: Hourly fees range from $250 to $500 per hour; Fixed fees up to $15,000 per engagement
Main office location
Birmingham Capital LLC
Sterling Heights MI, United States
Number of offices
1
Most active in
Birmingham Capital LLC has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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