BKS Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,306,467
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
49
53% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$434,826
About
BKS Wealth LLC is a California-registered independent investment adviser that provides discretionary asset management, integrated financial planning, and life insurance product services to individuals, high-net-worth clients, trusts and estates, and certain corporate or business entities. The firm reports managing approximately $21.85 million for about 49 clients and executes client accounts through a qualified custodian.
The firm delivers ongoing, tailored portfolio management on a discretionary basis, using a mix of analysis methods (including fundamental and technical techniques, charting and cyclical analysis) and strategies such as long-term holdings, option writing, and tactical and strategic asset allocation. Advisers work with clients one-on-one to set objectives, accommodate reasonable investment restrictions, and periodically review and rebalance portfolios.
Distinctive features compared with many peers include an explicit focus on serving corporate or business clients and the firm’s involvement in insurance brokerage: the adviser is licensed to recommend life insurance products and discloses receipt of commission-based compensation for insurance sales. The firm’s leadership also maintains professional credentials (CFA and CFP) and discloses use of limited-custody arrangements (standing letters of authorization) for some clients while following applicable custody safeguards.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Life insurance needs analysis
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001+: 0.75%
Insurance product commissions (amounts not specified) separate from advisory fees
Account minimum: $50,000
Main office location
BKS Wealth LLC
San Diego CA, United States
Number of offices
2
Most active in
BKS Wealth LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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