Blue Castle Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,480,733
Clients
13
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
TypicalAverage account size
$1,113,903
About
Blue Castle Wealth provides wealth management and financial planning to individuals, families, small businesses, and certain high-net-worth and institutional clients such as charitable organizations and corporations. Services include discretionary investment management and integrated financial planning as part of ongoing relationships, as well as standalone and project-based planning engagements.
The firm’s investment process draws from multiple methods of analysis — including fundamental, technical, cyclical, and charting techniques — alongside Modern Portfolio Theory, and it employs both passive and active vehicles. Portfolios are built around client-specific asset allocation targets and considerations such as tax efficiency, liquidity, and strategic beta factors, with accounts generally managed on a discretionary basis.
Distinctive aspects disclosed in the brochure include an outside-business affiliation: the firm’s owner is a partner in Leet Brothers Investments, LLC, a separate real estate investment company (the firm states it receives no compensation from that entity). The firm also reports a relatively small client base and emphasizes services for business owners and project-based planning, which may indicate a more relationship-focused and business-oriented practice than many peers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Retirement income strategy
Cash flow / budgeting
Fee options
$250 to $2,500 for project-based financial planning
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.70% $2,000,001+: 0.50%
$125 per hour for financial planning services
Account minimum: $100,000
Main office location
Blue Castle Wealth
1040 Monarch St., 3 Rd Floor
Lexington KY 40513, United States
Number of offices
2
Most active in
Blue Castle Wealth has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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