Blue Rock Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,600,000
Clients
45
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$80,000
About
Blue Rock Capital provides discretionary investment advisory and portfolio management services for individuals, high-net-worth clients, trusts, companies with excess cash, and small-business retirement plans. The firm’s brochure reports approximately $3,000,000 in discretionary assets across 59 accounts and describes client services that include creation of an individualized Investment Policy Statement (IPS), implementation of portfolios through a qualified custodian, and ongoing performance reporting.
The firm’s investment approach is grounded in Modern Portfolio Theory, using five core asset classes (equities, fixed income, cash, real estate, and commodities) and a mix of fundamental and technical analysis to select stocks and ETFs consistent with each client’s IPS. BRC generally favors a long-term, buy-and-hold orientation with periodic rebalancing, employs tax-loss harvesting in taxable accounts, and documents discretionary authority to execute the agreed investment plans.
Noteworthy details in the brochure include the acceptance of corporate cash accounts and small-business retirement plans alongside individual clients—client types that are less typical for independent advisers of this size. The brochure also discloses a passive affiliation with a separate real-estate investment entity and participation in an institutional custody program that provides technology and research benefits, both of which the firm says it manages within its fiduciary framework.
Client services
Portfolio management
Expertise
Tax-loss harvesting
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
$0 - $10,000,000: 1.00% annually
Fee-only: Advisory fee based only on client assets under management; no commissions or other compensation accepted.
Main office location
Blue Rock Capital
Allen TX, United States
Number of offices
1
Most active in
Blue Rock Capital has reported serving >5 clients in these states in the last 12 months.
Louisiana · Mississippi · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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