B
Braswell Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Braswell Capital provides financial planning and investment advisory services targeted to individuals and households in disadvantaged communities and, occasionally, small businesses in those communities. The firm’s stated services include cash‑flow and retirement planning, college education planning, debt counseling, asset allocation, and advice on investment products.
Braswell Capital bases its advice on fundamental and cyclical analysis and predominantly recommends mutual funds, using computer models for asset allocation and risk modeling where appropriate. The firm does not take custody of or manage client assets and charges fixed hourly fees for its advisory work rather than assessing fees based on a percentage of assets under management.
Distinctive aspects include an explicit mission to serve disadvantaged communities and an hourly billing model, both of which are uncommon among firms classified as investment managers that typically manage pooled or institutional assets and charge AUM fees. The firm also discloses it has not historically held client assets, does not recommend or select other investment advisers, does not accept third‑party compensation, and the principal maintains full‑time federal employment.
Client services
Financial planning
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Debt management
Demographic focus
Minorities
Fee options
$30-$50 per hour
Fee-only: $30-$50 per hour, fixed hourly rate
Main office location
Braswell Capital, LLC
Arlington VA, United States
Number of offices
1
Most active in
Braswell Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")