B
Bruce McIndoe & Associates, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Bruce McIndoe & Associates, Inc. primarily provides investment management for pooled investment vehicles and other institutional clients rather than retail or individual accounts, as disclosed in the firm’s Form ADV brochure. The brochure also discloses that the firm engages in insurance broker/agent activities in addition to its advisory services.
The ADV indicates the firm charges certain services on an hourly basis rather than using the percentage-of-assets-under-management model common to many peers, and it describes its methods of analysis and discretionary authority in Items 8 and 16. Account review procedures and custody arrangements are set out in the brochure (Items 13 and 15), reflecting operational controls used for pooled and institutional mandates.
The combination of acting as an insurance broker or agent (disclosed in Item 10) and billing hourly for advisory work is uncommon among investment-manager firms — only about 4.8% report insurance broker activity and roughly 17.8% report hourly fees. The brochure also shows the firm does not rely on percentage-of-AUM compensation and lists a single registered adviser with no individual clients, indicating a small, institutionally focused organizational profile.
Client services
Financial planning
Fee options
Fixed fees mentioned in SEC Form ADV Part 1; specific amounts not disclosed in brochure text
Hourly charges mentioned in SEC Form ADV Part 1; specific rates not disclosed in brochure text
Fee-only: Hourly charges and fixed fees as reported in SEC Form ADV Part 1
Main office location
Bruce McIndoe & Associates, Inc.
La Mesa CA, United States
Number of offices
2
Most active in
Bruce McIndoe & Associates, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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