B
Bulldog Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$67,000,000
Clients
45
44% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$1,488,889
About
Bulldog Asset Management, Inc. provides discretionary investment supervisory services to individuals (including high net worth clients), corporate pension and profit-sharing plans, and trust programs. The firm, established in 2004 and 100% owned and operated by its president, develops portfolio allocations and selects specific investments to implement and maintain those allocations.
The firm follows a goals- and risk-based, allocation-driven approach: it gathers clients’ financial information and objectives, constructs diversified portfolios, and manages accounts on an ongoing basis with monthly informal reviews and formal quarterly reviews. Client assets are custodied at an institutional discount broker, accounts are managed under discretionary authority, and the firm delivers consolidated reporting to clients on a regular basis.
Bulldog manages roughly $67 million across about 45 client relationships, a scale that implies a larger average account size and a client mix that includes both individual and retirement-plan clients, which is less common among small independent advisers. The firm discloses a formal Code of Ethics with trade pre-clearance procedures, does not vote client proxies (clients retain that responsibility), and notes that a supervised person spends the majority of his time working for an outside nonprofit consulting business — disclosures that may be atypical among peers.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.75% $2,500,001+: 0.50%
Main office location
Bulldog Asset Management, Inc.
Huntersville NC, United States
Number of offices
1
Most active in
Bulldog Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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