BullRock Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$84,552,277
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
85
29% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
85
Very HighAverage account size
$994,733
About
BullRock Capital, LLC serves individuals (including high-net-worth clients) and also works with institutional clients such as profit-sharing and pension plans and charitable organizations. The firm provides discretionary portfolio management, financial planning, and pension consulting for employee benefit plans (including 401(k) plans), preparing an Investment Policy Statement for each client.
The firm documents client objectives, risk tolerance and time horizon, seeks to meet its fiduciary duties through fair allocation of opportunities, and typically requests discretionary authority to select securities and execute trades. Its investment methods include fundamental analysis and modern portfolio theory, and it employs both long‑ and short‑term trading across a limited set of investment types (mutual funds, equities, fixed income, ETFs including precious‑metal ETFs, REITs, TIPS and commodities).
Unusually for a solo independent adviser, BullRock actively serves corporate and pension plan clients and offers written pension consulting services that include identifying objectives, recommending money managers and other service providers, monitoring performance, and creating pension consulting plans. The firm manages roughly $88.2 million in discretionary assets for about 85 clients and requires clients to custody assets at Charles Schwab Institutional.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Real estate investing
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Fee options
$500 to $2,500 for financial planning
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.60% $5,000,001 - $6,000,000: 0.50% $6,000,001 - $7,000,000: 0.40% $7,000,001 - $8,000,000: 0.30% $8,000,001 - $9,000,000: 0.20% $9,000,001+: 0.10%
Main office location
BullRock Capital, LLC
Dublin OH, United States
Number of offices
1
Most active in
BullRock Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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