Caiman Capital Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Caiman Capital Group is a Texas‑registered investment adviser that offers portfolio management and investment analysis to individuals, high‑net‑worth clients, and qualified clients. The firm’s brochure indicates it can serve a range of account types, but it currently reports no discretionary or non‑discretionary assets under management and no active client relationships.
The firm’s investment process blends quantitative models with fundamental, technical, cyclical, and economic analysis, and it implements investment decisions on a discretionary basis while noting model outputs are weighed alongside professional judgment. Caiman conducts ongoing reviews of performance and portfolio exposures and places trades through qualified custodians rather than acting as custodian itself.
Noteworthy aspects include operation by a single principal who also serves as the firm’s chief compliance officer and a stated background emphasis on preferred equity, hybrid securities, and factor‑based strategies. The brochure also discloses the availability of performance‑based fee arrangements for vetted qualified clients with a hurdle and high‑water mark, a refusal to accept commissions or soft‑dollar benefits, and an absence of proprietary funds, features that can be uncommon for a small, state‑registered manager.
Client services
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Fee options
Up to 1% annually, negotiable depending on account value and complexity
For Qualified Clients (≥ $1,100,000 AUM or net worth ≥ $2,200,000), up to 0.5% AUM plus 15% of capital appreciation above 8% annual hurdle with high-water mark; fees negotiable
Account minimum: $250,000 (waivable at Advisor's discretion) Fee-only: Up to 1% annually of assets under management, negotiable; performance fees separate
Main office location
Caiman Capital Group LLC
Houston TX, United States
Number of offices
1
Most active in
Caiman Capital Group LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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