Calabash Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$69,402
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
16
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
TypicalAverage account size
$4,338
About
Calabash Asset Management, LLC is a single-advisor registered investment adviser that provides discretionary portfolio management, wealth management and financial planning to individuals, high-net-worth investors, pension and profit-sharing plans and certain institutional clients. The firm also serves as investment manager to a privately offered pooled vehicle, Calabash Capital Partners LP, with an affiliated entity acting as the Fund’s general partner.
The firm’s investment approach combines a quantitative, low-volatility long/short U.S. equities strategy with a growth-oriented focus on what it calls Exponential Growth Companies, using combined quantitative factor screens and qualitative analysis to construct benchmark-agnostic portfolios (targeting roughly 70–75 holdings with limited initial position sizes). While the manager emphasizes a long-term, low-turnover horizon, the Fund and client accounts may employ leverage, derivatives (including options) and cash management techniques as market conditions warrant.
Distinctive for a solo independent adviser, the firm operates both pooled vehicle management and separately managed accounts (including institutional and pension plan clients) and acts as a private fund adviser and sponsor for its partnership vehicle. The brochure also discloses a proprietary online interactive platform used to deliver advice, regular monthly unaudited reports and annual audited financial statements for Fund investors, and that the firm’s principal maintains a concurrent full‑time role outside the advisory practice.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Active portfolio management
Factor investing / smart beta
Wealth management
Fee options
Up to $25,000 fixed fee for financial planning engagements
$1,000,000 - $4,000,000: 1.0% annually $4,000,001 - $5,000,000: 0.90% annually $5,000,001+: Negotiable
Up to $250 per hour for financial planning engagements
20% quarterly performance allocation for the Fund; 25% annual performance fee on gains above 5% hurdle rate for Qualified Clients in separately managed accounts
Account minimum: $50,000
Main office location
Calabash Asset Management, LLC
North Potomac Md MD, United States
Number of offices
1
Most active in
Calabash Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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