C
CBL Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,039,515
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
66
15% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
Very HighAverage account size
$470,296
About
CBL Wealth Management is a sole‑proprietor registered investment adviser that serves individuals, trusts, corporations and pension/profit‑sharing plans. The firm provides discretionary asset management, written financial planning and consulting, and conducts educational seminars and workshops for clients, prospective clients and the broader community.
The adviser emphasizes continuous account supervision and individualized portfolio construction, using both fundamental and technical analysis and tactical asset‑allocation adjustments to manage beta, duration and credit exposure. Investment strategies described in the brochure include long‑ and short‑term purchases, rebalancing, options (covered calls and spreads), short sales and margin transactions, with accounts reviewed at least quarterly or more often as circumstances warrant.
Noteworthy distinctions for a small independent, single‑advisor firm include licensed insurance activities—representatives act as insurance agents/brokers and may offer insurance products—and an explicit focus on pension and profit‑sharing plan clients and related pension consulting. The firm also offers no‑charge public seminars and discloses potential conflicts of interest from insurance sales, together with policies intended to manage those conflicts.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Options & derivatives strategies
Business sale tax planning
General estate planning guidance
Charitable giving & philanthropy
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Executive
Fee options
Flat fees for consulting generally range from $350 to $5,000
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.90% $10,000,001+: Negotiable
Hourly fees from $150 to $350 for financial advice/consultation
Minimum fee: Minimum fee of $500 for written financial plans, minimum retainer of 50% not exceeding $500 for financial planning Fee-only: Hourly fees range from $150 to $350; flat fees for consulting range from $350 to $5,000
Main office location
CBL Wealth Management
18564 Us Highway 18 Suite 205, Unit B1
Apple Valley CA 92307, United States
Number of offices
1
Most active in
CBL Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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