C
Central Coast Tax & Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Central Coast Tax & Financial Services is a registered investment adviser that offers portfolio management and investment advisory services; its brochure describes customized advisory services built around clients’ goals, risk tolerance, and time horizon. The firm lists equities, exchange-traded funds, corporate bonds and government bonds among the products it may use to construct portfolios focused on dividend income and capital appreciation.
The brochure characterizes the investment approach as individualized portfolio construction with an emphasis on dividend income and long-term capital appreciation through selection of individual equities, supplemented by ETFs and fixed income. It also notes that the firm does not participate in wrap fee programs.
Noteworthy details include that the firm reports zero assets under management and no current clients while operating with a single advisor, which differs from many investment-manager profiles that oversee pooled or institutional assets. The firm also makes hourly billing available in addition to the asset-based arrangements commonly used by investment managers.
Client services
Financial planning
Portfolio management
Expertise
Income planning
Active portfolio management
Main office location
Central Coast Tax & Financial Services
1010 N. H Street
Lompoc CA 93436, United States
Number of offices
1
Most active in
Central Coast Tax & Financial Services has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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