Centricity Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,500,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$2,125,000
About
Centricity Financial LLC provides wealth and portfolio management along with financial planning and consulting to individuals and high‑net‑worth clients, and also serves a pooled investment vehicle (a hedge fund) and retirement plan participants. Services described in the brochure include goal setting, strategic asset allocation, security selection and the preparation or review of investment menus for retirement plans.
The firm combines quantitative, fundamental, technical and qualitative analysis and offers distinct strategies such as a buy‑write covered‑call approach and a quantitatively driven “Theia” value strategy that holds at least 20 U.S. stocks. Centricity’s strategies may employ derivatives (options), occasional short positions and client‑authorized margin in separately managed accounts, and it accepts both discretionary and non‑discretionary mandates.
Centricity’s business mix differs from many similarly sized independent, solo advisors: the firm reports roughly $8.5 million in non‑discretionary assets versus about $600,000 discretionary, manages a pooled vehicle, and documents the use of borrowing and derivatives in managed accounts while also advising retirement plans. These operational and strategy elements indicate a blend of retail and institutional work and the use of instruments and account permissions that are less common among its peers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Concentrated stock management
Private / alternative investments
Fee options
1.0% per year, billed monthly in arrears
$250 - $450 per hour for financial planning and consultation services
Main office location
Centricity Financial LLC
5000 Birch Street, Suite 3000
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Centricity Financial LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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