Comal Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,871,617
Clients
41
49% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$801,747
About
Comal Wealth Management provides financial planning, consulting, and discretionary investment management to individuals, high‑net‑worth individuals, and families and operates as a fee‑only adviser that generally charges a percentage‑of‑AUM fee. The firm offers a one‑time Dreams to Action™ PLAN and an ongoing Dreams to Action™ PLUS service that combines ongoing financial planning with investment management.
The firm pursues a primarily passive, long‑term investment approach using mutual funds and ETFs for core exposures while allowing customization — including individual equities, ADRs, alternative assets and, in specified cases, digital assets — when a client’s situation calls for it. Clients grant the adviser discretionary authority, accounts are monitored regularly with at least annual reviews, and the firm requires use of SEI Private Trust Company as the custodian for managed accounts.
Noteworthy aspects include a small practice that manages roughly $32.9 million across about 41 client households and a policy of including ongoing financial planning at no additional charge for households with $750,000 or more under management. The firm also operates on a strict fee‑only, non‑commission basis, does not aggregate or “block” trades across client accounts, and discloses the use of third‑party lead‑generation services to obtain prospective clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Retirement income strategy
Charitable giving & philanthropy
Fee options
Financial Planning fixed fees range from $1,000 to $50,000 depending on scope and complexity; Dreams to Action™ PLAN initial deposit $1,200.
$0 - $999,999: 1.50% annually $1,000,000 - $1,999,999: 1.25% annually $2,000,000 - $3,999,999: 1.00% annually $4,000,000+: Negotiable
Ongoing financial planning fixed fees ranging from $600 to $12,500 per quarter (paid quarterly in advance) for clients without $750,000 AUM or who do not have assets managed by CWM.
Account minimum: $750,000 Minimum fee: Financial Planning fixed fees range from $1,000 to $50,000; initial deposit of $1,200 for Dreams to Action™ PLAN Fee-only: Fee-only advisory firm; no commissions received.
Main office location
Comal Wealth Management
2967 Oak Run Parkway, Suite 505 #11
New Braunfels TX 78132, United States
Number of offices
1
Most active in
Comal Wealth Management has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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