Conviction Wealth Management LLC

The firm provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients, establishing written Investment Policy Statements and accepting accounts with a $50,000 minimum; it currently manages about $3.12 million across eight client relationships. Services include portfolio construction, asset allocation, regular monitoring, and both discretionary and non‑discretionary advisory authority.

Investment work emphasizes ETFs as the primary recommendation and uses a mix of analytical methods — charting, fundamental and technical analysis, quantitative models, and modern portfolio theory — with a long‑term trading orientation. The firm documents clients’ goals and risk tolerances in writing and may employ a broad set of instruments when appropriate, including mutual funds, fixed income, real estate funds, annuities, TIPS, precious‑metal ETFs, and private placements.

Compared with many peers, the firm operates at a very small scale and as a solo adviser without additional staff, resulting in a concentrated client roster and a one‑time financial planning delivery model for most planning engagements. The brochure also notes several operational distinctions: the adviser does not aggregate trades across clients, recommends Charles Schwab Advisor Services as custodian, maintains a proxy‑voting policy, and discloses that it does not accept outside compensation for product sales or soft‑dollar research.