C
Copperlion Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,846,504
Clients
34
6% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
HighAverage account size
$113,132
About
CopperLion Investments provides discretionary and non-discretionary portfolio management and hourly financial planning to individuals, high-net-worth individuals, pension and profit-sharing plans, and business entities. The firm manages approximately $3.85 million across about 34 client relationships and conducts a complimentary initial consultation before making specific recommendations.
The investment process centers on asset-allocation models tailored to each client’s objectives and constraints and draws on a mix of fundamental, technical, cyclical, macroeconomic, and charting analyses. When suitable for a client, strategies may include options, margin, short sales, derivatives and, on rare occasions, advice regarding private placements, with the firm offering both discretionary and non-discretionary engagements.
Noteworthy distinctions include that the firm’s principal is employed full time by a public pension system and allocates roughly 80% of his time to that role, a factor the brochure discloses as potentially limiting availability. The firm recommends a specific custodian (TradePMR) and uses the custodian’s research tools, provides a basic financial plan at no cost to portfolio-management clients, and does not impose a minimum account size.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Wealth management
Occupation focus
Retired
Founder/Business Owner
Fee options
$0 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.25% $2,000,000 - $5,000,000: 1.00%
$150 per hour for financial planning services
Main office location
Copperlion Investments
St. George UT, United States
Number of offices
1
Most active in
Copperlion Investments has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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