Corlett Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,194,248
Clients
74
12% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
74
Very HighAverage account size
$421,544
About
Corlett Financial, Inc. is a single‑advisor registered investment adviser that serves individual clients, including high‑net‑worth individuals, offering portfolio management, financial planning, and ongoing financial consulting. The firm’s brochure also discloses that it offers insurance products through the advisor’s separate insurance activities and documents that this outside business can generate commission income.
The firm creates individualized Investment Policy Statements and, when authorized, manages client accounts on a discretionary basis with regular monitoring and periodic reviews. Its stated investment approach combines cyclical analysis and modern portfolio theory and uses long‑term and short‑term trading techniques—including short sales—while primarily recommending mutual funds, ETFs, fixed income, REITs and annuities.
Corlett Financial distributes an emailed client newsletter with economic commentary and educational topics as part of its subscription services, a communication practice the brochure highlights. The brochure also notes relationships with custodial and research providers (Charles Schwab) that supply services and events, and it discloses and documents conflicts of interest related to commissionable insurance sales while informing clients of their right to obtain recommended products elsewhere.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
On-going financial consulting services
Expertise
Tax-loss harvesting
Annuities
Real estate investing
Fee options
Financial planning fixed fees between $600 and $15,000; on-going financial consulting flat fees range from $600 to $10,000 per year
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.50% $5,000,001 - And Up: 0.25%
$350 per hour for financial planning services
Main office location
Corlett Financial, Inc.
9655 Granite Ridge Drive, Suite 200
San Diego CA 92123, United States
Number of offices
1
Most active in
Corlett Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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