Covered Edge Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,568,000
Clients
71
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
71
Very HighAverage account size
$247,437
About
Covered Edge Asset Management provides ongoing portfolio management and investment supervisory services to individual investors, including high‑net‑worth clients and some business owners. The firm prepares an individualized Investment Policy Statement for each client and typically operates with discretionary authority to implement asset allocation, security selection, and regular portfolio monitoring.
The adviser combines charting, fundamental, and technical analysis and may employ a range of strategies including long‑term and short‑term trading, short sales, margin transactions, and options writing (including covered and uncovered positions). These techniques carry elevated risk relative to more conservative approaches, and the firm documents client risk tolerances in the IPS and conducts periodic (at least quarterly) reviews.
A notable distinction from many peers is that the firm offers performance‑based fee arrangements to qualified clients and manages both performance‑based and traditional accounts, with stated procedures to address side‑by‑side conflicts. The firm also manages assets directly (not using third‑party managers), does not participate in wrap fee programs, and generally requires clients to use its recommended custodians.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$1 - $100,000: 1.50% $100,001 - $1,500,000: 1.00% $1,500,001 - $2,000,000: 0.75% Above $2,000,000+: Negotiable
15% of net profits above a mutually agreed upon high water mark, paid quarterly in arrears
Main office location
Covered Edge Asset Management, LLC
Roseville CA, United States
Number of offices
1
Most active in
Covered Edge Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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