D. Moss Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,946,731
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
15
60% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$1,663,115
About
D. Moss Wealth Management is an independent, single-advisor registered investment adviser that provides ongoing portfolio management and financial planning to individuals, high-net-worth households, and small businesses. The firm manages roughly $25.1 million for a small number of clients and advises across mutual funds, ETFs, equities, fixed income, real estate funds, options, private placements and treasury inflation-protected bonds.
The firm documents client objectives and constraints in an Investment Policy Statement and typically operates with discretionary trading authority, tailoring portfolios to clients’ tax situations, time horizons and risk tolerances. Its investment process combines multiple methods — cyclical, fundamental, quantitative, technical and modern portfolio theory — and deploys long-term strategies alongside options trading (including covered, uncovered and spread strategies).
Noteworthy features include a relatively small client base with high assets per client and the use of less-common, higher-risk instruments for a firm of this size, such as uncovered options, commodity ETFs, interval funds and private placements. The brochure also discloses a custodial relationship with a single institutional custodian that provides research, technology and other benefits to the firm, which can create soft-dollar considerations for clients.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Private / alternative investments
Real estate investing
Fee options
Between $2,000 and $7,500 for financial planning
$0 - $499,999: 1.20% $500,000 - $2,999,999: 0.90% $3,000,000 - $4,999,999: 0.80% $5,000,000 - And Up: 0.70%
Account minimum: $250,000 (may be waived at discretion)
Main office location
D. Moss Wealth Management
West Hollywood CA, United States
Number of offices
1
Most active in
D. Moss Wealth Management has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")