Dawson James Asset Management, Inc. logo

Dawson James Asset Management, Inc.

Updated today

Client assets under management

$0

Clients

0

Advisors

5

of 7 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

0

Very Low

Average account size

About

Dawson James Asset Management provides investment management and related advisory services for pooled and institutional clients, pension and profit‑sharing plans, and, when requested, individuals and retirement accounts; it operates both wrap‑fee and non‑wrap fee programs and may recommend third‑party managers. As disclosed in its brochure, the firm reported no advisory clients, no assets under management, and no employees performing investment advisory functions as of the most recent reporting date.

The firm’s investment work is built around strategic asset allocation implemented largely with actively managed mutual funds, index funds, ETFs and selective equity positions, with limited use of options or margin strategies in appropriate situations. Beyond portfolio management, DJAM offers pension consulting services — including preparation of investment policy statements, selection and monitoring of plan investment options — and provides participant education seminars and workshops for plan sponsors and self‑directed plan participants.

DJAM’s profile includes several features that are less common among its peers: it acts as a wrap‑fee program sponsor, is affiliated with a broker‑dealer and insurance agency (giving it access to custody, execution and distribution channels), and it recommends and monitors outside managers, often receiving a portion of third‑party fees. The firm also discloses that it may charge hourly or fixed fees in addition to asset‑based fees and that it manages potential conflicts arising from its affiliations and referral arrangements through written policies and supervisory review.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Retired

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Fee options

Fixed

Fixed fee of $500 for financial planning services, negotiable for other advisory or consulting services.

Percentage

$0 - $250,000: 1.50% $250,000 - $1 million: 1.25% $1 million - $2 million: 1.00% $2 million - $3 million: 0.90% $3 million+: 0.70%

Project-based

Generally $150 per hour, negotiable.

Other

Minimum fee: Minimum annual account fees may exist, but specific amounts are not stated. Fee-only: Fixed fees around $500 for financial planning services.

Main office location

Dawson James Asset Management, Inc.

2700 N. Military Trail, Suite 100

Boca Raton FL 33431, United States

Number of offices

1

Most active in

Florida

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Dominic L

Series 63, Series 65

Boca Raton, FL

Dawson James Asset Management, Inc.

Dominic Linsalata Jr. is a financial advisor at Dawson James Asset Management, Inc. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Dawson James Securities since 2012, including its predecessor firms, as well as Newbridge Securities from 2016 to 2019. Linsalata is also a managing member of a private investment fund, Sixth Borough Capital Management LLC. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a combination of actively managed and index funds, selective equity exposure, and fundamental security analysis, and offers pension consulting services including investment policy development and participant education.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Thomas H

Series 63, Series 66

Boca Raton, FL

Dawson James Asset Management, Inc.

Thomas Hands is a financial advisor at Dawson James Asset Management, Inc. with 41 years of industry experience. He holds Series 63 and Series 66 registrations and has been with Dawson James Securities, Inc. since 2004. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a combination of actively managed mutual funds, index and exchange-traded funds, selective equity exposure, and fundamental security analysis, and also offers pension consulting services including investment policy statement preparation and participant education.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Robert K

Series 66

Boca Raton, FL

Dawson James Asset Management, Inc.

Robert Keyser III is a financial advisor at Dawson James Asset Management, Inc. with seven years of industry experience. He holds the Series 66 designation and has worked at Dawson James Securities since 2018. Prior to that, he was employed at Uber and attended Florida State University. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a mix of actively managed mutual funds, index and exchange-traded funds, and fundamental security analysis, while also offering pension consulting services that include investment policy development and participant education.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Cory W

Series 66

Boca Raton, FL

Dawson James Asset Management, Inc.

Cory Wachowiz is a financial advisor at Dawson James Asset Management, Inc. with seven years of industry experience. He holds the Series 66 designation and has worked at Dawson James Securities since 2018. Additionally, he has been affiliated with the University of Central Florida since 2015. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement and pension plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a mix of actively managed mutual funds, index and exchange-traded funds, and fundamental security analysis, while also offering pension consulting and educational workshops.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Jennifer D

Series 63, Series 66

Boca Raton, FL

Dawson James Asset Management, Inc.

Jennifer Dorfman is a financial advisor with Dawson James Asset Management, Inc. She holds Series 63 and Series 66 licenses and has 20 years of industry experience. Her prior roles include positions at Kovack Advisors, Mass Mutual Investors Services, Newbridge Securities, and Fusion Analytics Securities. Dawson James Asset Management provides discretionary and non-discretionary investment management and consulting services to corporations, retirement plans, trusts, and other institutional clients. The firm focuses on strategic asset allocation using a mix of actively managed and index funds, selective equity exposure, and fundamental security analysis, and it offers pension consulting services including investment policy preparation and participant education.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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