D
De Vries Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
DeVries Asset Management serves individuals, businesses, endowments and nonprofit organizations primarily by acting as a promoter and referral source to a registered third‑party asset manager, while also offering wealth management, discretionary portfolio management and financial planning directly. The firm reports no discretionary assets under management and provides written promoter disclosure materials to prospective investors prior to any referral.
When engaged for direct services, the firm tailors wealth management and discretionary portfolio strategies to client objectives, assessing risk tolerance, time horizon and liquidity on an ongoing basis and employing a globally diversified, long‑term approach that blends fundamental, technical and cyclical analysis. Financial planning is available as a standalone or combined service and may be billed on an hourly basis; the firm also evaluates and monitors third‑party managers when recommending outside managers.
The firm is notable for its affiliation with an accounting practice and for its principal’s role as a licensed CPA who provides tax preparation and accounting services separate from advisory offerings, a dual role the brochure discloses and addresses through policies and disclosures. It operates chiefly as a promoter receiving revenue‑sharing arrangements with the asset manager, does not act as a private fund adviser, and is self‑supervising with no active advisory registrations at this time.
Client services
Financial planning
Portfolio management
Solicitor/promoter to other ria in ca
Expertise
Wealth management
Real estate investing
General tax planning
Fee options
0.8% to 1.5% annually (negotiable depending on size and complexity of account)
$500 per hour (negotiable)
Main office location
De Vries Asset Management, LLC
535 Encinitas Blvd Suite 106, Suite 106
Encinitas CA 92024, United States
Number of offices
1
Most active in
De Vries Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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