D
Dean Bennett Advisory Services Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,454,307
Clients
17
24% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
TypicalAverage account size
$262,018
About
The firm provides discretionary asset management and financial planning to individuals, high‑net‑worth clients, trusts, estates, and business entities, and also serves qualified retirement plans including 401(k), 403(b), pension and profit‑sharing plans. It offers plan‑level consulting and participant education and may prepare comprehensive financial plans at no additional cost to clients.
Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance, and the firm employs a mix of fundamental, technical, charting and cyclical analysis to inform security selection and asset allocation. Accounts are managed on a discretionary basis with quarterly reviews for rebalancing and tax‑loss harvesting opportunities, and the firm may engage third‑party sub‑advisors to implement agreed model strategies.
Notable features include an affiliation with an insurance business whose representatives may offer commission‑based insurance products, and an explicit focus on ERISA 3(21) services and pension/profit‑sharing plan consulting — services that are less common among similar independent advisors. The firm operates as a small, recently established practice managing a modest number of client relationships and relies on custodial arrangements and sub‑advisor relationships to deliver its services.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General estate planning guidance
Retirement income strategy
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Self-Employed
Founder/Business Owner
Fee options
1.5% annually
Investment Advisor Representatives receive separate typical commissions from sales of investment-related products such as insurance.
Main office location
Dean Bennett Advisory Services Inc.
3017 Douglas Blvd., Suite 300
Roseville CA 95661, United States
Number of offices
2
Most active in
Dean Bennett Advisory Services Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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