D
Deer Isle Research & Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,866,760
Clients
3
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
LowAverage account size
$1,955,587
About
Deer Isle Research & Management provides life‑sciences‑focused investment research and discretionary advisory services primarily to institutional clients — including investment companies, hedge funds, and, on a limited basis, high‑net‑worth investors involved in healthcare investing. Its offerings center on detailed written equity research, model‑portfolio reporting tied to its coverage universe, and limited custom research such as valuation, intellectual‑property assessment, and technical analysis.
The firm’s investment approach blends deep fundamental financial modeling (multi‑year income/cash‑flow analysis, DCF and sum‑of‑the‑parts valuation) with probabilistic clinical‑trial assessment and technical charting, supplemented by quarterly earnings estimates, cash‑burn forecasts, and reviews of scientific meeting data. Reports routinely synthesize IP, management, regulatory and competitive analyses, and may include explicit valuations or ratings with initiations and rating changes annotated on historical price charts — a reporting feature that is uncommon among similarly sized independent advisers.
What distinguishes the firm is its specialist, research‑first model that targets pooled institutional vehicles and select sell‑side clients (including work under research payment arrangements) rather than broad retail portfolio management for individuals. It operates as a small, single‑advisor boutique with modest discretionary AUM (about $5.9 million as of the end of 2025) and a practice of limiting bespoke written reports once its model portfolio coverage is established.
Client services
Security ratings or pricing
Investment research
Expertise
Active portfolio management
Options & derivatives strategies
Occupation focus
Financial Professional
Fee options
Flat fee contracts may be charged when travel to companies or conferences is required; specific amounts not clearly stated.
$100,000+: 2.00% annually
Hourly rates are mentioned but specific amounts are not clearly stated in the brochure.
Account minimum: $100,000
Main office location
Deer Isle Research & Management, LLC
Deer Isle ME, United States
Number of offices
1
Most active in
Deer Isle Research & Management, LLC has reported serving >5 clients in these states in the last 12 months.
Maine
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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