Diamond Trail Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,554,465
Clients
14
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
TypicalAverage account size
$753,890
About
Diamond Trail Capital Management provides discretionary asset management and financial planning to individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm also sponsors a wrap fee program that bundles investment advisory services and certain custodial transaction costs into a single fee arrangement.
The firm generally favors a long-term buy-and-hold approach while using fundamental and technical analysis to construct portfolios that may include mutual funds, ETFs, stocks, bonds and cash equivalents, with account reviews at least quarterly. Portfolios are managed directly by the adviser or, with client consent, through selected third‑party portfolio managers and model portfolios available via custodial platforms.
Compared with many peers, the firm operates on a small, individualized scale and makes use of multiple custodial relationships, including Schwab and Altruist, with access to Altruist’s Model Marketplace and tax‑management tools. The brochure discloses two notable conflicts of interest: wrap accounts can create an incentive to limit trading because the firm absorbs transaction costs, and advisory representatives may also be licensed insurance agents who recommend and sell insurance products for commissions.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General estate planning guidance
Fee options
Flat fees agreed upon ahead of time for financial planning services.
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 1.00% $5,000,001+: Negotiable
Hourly rates up to $500/hour for financial planning services.
Account minimum: $1,000 Minimum fee: Minimum account fee is $1,000. Fee-only: Financial Planning Services charged on a flat fee or hourly basis; hourly rates up to $500/hour.
Main office location
Diamond Trail Capital Management
Montezuma IA, United States
Number of offices
1
Most active in
Diamond Trail Capital Management has reported serving >5 clients in these states in the last 12 months.
Iowa
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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