D
Disciplined Growth Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$56,825,430
Clients
15
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$3,788,362
About
Disciplined Growth Capital provides ongoing portfolio management to individuals and high‑net‑worth individuals, tailoring Investment Policy Statements to each client’s goals, time horizon, and risk tolerance. The firm charges asset‑based fees and generally maintains an account minimum of $250,000, which it may waive in its discretion.
The firm’s investment approach combines fundamental analysis and modern portfolio theory with a long‑term trading orientation, and it constructs portfolios across mutual funds, ETFs, equities, fixed income, real estate funds, private equity funds, private placements, and Treasury inflation‑protected securities. It typically seeks discretionary trading authority, performs at least quarterly account reviews, and delivers written reporting through the custodian.
Distinctive features include a client base focused on higher‑net‑worth individuals rather than smaller retail clients and a requirement that clients use Schwab Institutional as custodian, with disclosure that the firm may receive soft‑dollar benefits. The firm also does not aggregate trades across multiple clients and the adviser has an outside affiliation as an investment‑adviser representative with a third‑party indexing firm—operational and affiliation practices that differ from many peers.
Client services
Portfolio management
Expertise
Wealth management
Real estate investing
Private / alternative investments
Fee options
$0 - $250,000: 0.50% $250,001+: 0.35%
Account minimum: $250,000 (may be waived at firm's discretion) Fee-only: 0.50% annually on first $250,000; 0.35% annually on amounts above $250,000 (blended tiered schedule)
Main office location
Disciplined Growth Capital, LLC
Aptos CA, United States
Number of offices
1
Most active in
Disciplined Growth Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California · Hawaii
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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