Dominion Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,406,696
Clients
6
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
LowAverage account size
$234,449
About
Dominion Capital Management provides discretionary and non‑discretionary investment management, financial planning, and consulting to individuals, high‑net‑worth clients, and business entities. It also offers retirement‑plan advisory services, including acting as an ERISA 3(21) or 3(38) advisor to qualified plans with services such as IPS development, investment selection, monitoring, and participant education.
The firm tailors portfolios to clients’ stated goals, time horizons, and risk tolerances and employs methods that include technical analysis, charting, and trend analysis; strategies can include long‑term holdings, shorter‑term trading, and option strategies. Dominion may retain third‑party sub‑advisors to implement models and execute trades while maintaining the primary client relationship and oversight.
Compared with peers, the firm’s practice is notable for its affiliations with an accounting practice and an insurance agency and for dedicating substantial professional time to those businesses; these affiliations create potential conflicts that the firm discloses and manages under its fiduciary procedures. Providing both ERISA 3(21) and 3(38) pension consulting alongside integrated accounting and insurance services is uncommon for firms of this type and may appeal to plan sponsors or clients seeking combined tax, accounting, and retirement plan advice.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Retirement plans for business owners (SEP, solo 401k)
Fee options
Financial planning services charged on a fixed fee basis between $500 and $7,500
$0 - $5,000,000: 1.00% annually Over $5,000,000+: 0.75% annually
$250 per hour for financial planning consulting
Account minimum: $50,000
Main office location
Dominion Capital Management, LLC
1000 Frisco Ave
Clinton OK 73601, United States
Number of offices
1
Most active in
Dominion Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Oklahoma
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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