D
Durham Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,571,448
Clients
80
3% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$282,143
About
Durham Wealth Management, LLC is a fee-based registered investment adviser that primarily serves individual clients. The firm offers discretionary portfolio management alongside financial planning services, providing written plans delivered within sixty days and offering both hourly and fixed-fee planning arrangements.
Investment programs are tailored using documented investment policy statements and risk-tolerance forms, and the firm employs methods that include fundamental, technical, and cyclical analysis as well as tactical asset allocation. Accounts are generally managed on a discretionary basis with quarterly reviews and periodic net worth or risk analyses communicated to clients.
The brochure discloses that the firm’s managing member is also a licensed insurance agent who spends approximately 5% of his time selling insurance and receives commissions for those sales, a practice the firm identifies as a potential conflict of interest and describes mitigations for. The brochure also provides detailed, line-item estimates of time and fee ranges for financial planning topics and specifies that the firm does not vote client proxies, leaving proxy voting to clients.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Fee options
Negotiable flat fees ranging from $200 to $5,000 for financial planning services
$0 - $1,000,000: 2.00% annually $1,000,001 - $3,000,000: 1.75% annually $3,000,001 - $5,000,000: 1.50% annually $5,000,001 - $10,000,000: 1.25% annually Over $10,000,001+: Negotiable
$200 per hour for financial planning services
Fee-only: Hourly rate $200/hour; Fixed fees $200 to $5,000 for financial planning depending on complexity
Main office location
Durham Wealth Management, LLC
St. Peters MO, United States
Number of offices
1
Most active in
Durham Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Missouri · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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