E
Eddie Haggar Capital Mgt, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,000,000
Clients
5
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$2,800,000
About
Eddie Haggar Capital Management provides discretionary portfolio management to individuals, high-net-worth individuals, foundations, trusts and endowments. Like many independent advisers, it charges asset-based fees and clients receive custodial statements directly from the broker-dealer that holds their assets.
The firm constructs relatively concentrated, all-long equity portfolios across market capitalizations, emphasizing companies with high return on equity, low debt and strong revenue growth, and uses option writing (selling puts and calls) as a risk-management tool. It may also employ external managers where appropriate and allocate to fixed income and alternative products—collectively capped at about 40% of assets—with account reviews performed quarterly.
What is notable about the firm is that, despite a small number of client relationships and modest assets under management, it reports a significant non-U.S. client presence, a feature uncommon among independent firms. The firm has operated since 1995 with no disciplinary history, provides discretionary authority to manage account holdings, and generally votes proxies in line with the company boards’ recommendations.
Client services
Financial planning
Portfolio management
Expertise
Concentrated stock management
Options & derivatives strategies
Private / alternative investments
Fee options
0.90% annually (90 basis points) for all clients
Fee-only: Fee based only on AUM, no commissions
Main office location
Eddie Haggar Capital Mgt, Inc.
Santa Fe NM, United States
Number of offices
1
Most active in
Eddie Haggar Capital Mgt, Inc. has reported serving >5 clients in these states in the last 12 months.
New Mexico
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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