Efficient Capital Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,611,284
Clients
8
50% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
LowAverage account size
$1,451,411
About
The firm offers customized, goals-based financial planning, discretionary portfolio management, non-discretionary investment supervisory services, and advisory consultations, including work for endowment or pension boards. It discloses managing approximately $23.36 million in discretionary client assets and generally requires a $100,000 minimum for portfolio management, subject to waiver at the firm’s discretion.
Its investment approach is value-oriented and driven primarily by fundamental analysis, with technical analysis used as a complement; portfolios may include equities, fixed income, mutual funds, exchange-traded funds (including nontraditional leveraged and inverse ETFs), and publicly traded REITs. The firm monitors portfolios for market and economic developments, may employ hedging or short-term tactical positions when appropriate, and typically implements strategies under discretionary authority.
What stands out relative to many independent peers is the principal’s active real estate salesperson license and ongoing real estate activities (about 10% of the workweek), and the practice of providing advisory services to corporate and institutional clients in addition to high-net-worth individuals. The firm also expressly offers project-based advisory consultations and investment performance reviews for business or institutional clients, a service mix that is less common among similarly structured independent advisors.
Client services
Financial planning
Portfolio management
Expertise
ESG / Sustainable investing
Passive / index investing
Active portfolio management
Real estate investing
Fee options
Fixed fees for financial planning services range from $1,500 to $5,000; project-based advisory consultation fees from $1,500 to $5,000
$0 - $1,000,000: 0.75% $1,000,001 - $5,000,000: 0.65% $5,000,001+: Negotiable
$150 per hour for financial planning and advisory consultations (hourly rate for financial planning is negotiable, advisory consultation hourly rate is non-negotiable)
Account minimum: $100,000 Fee-only: Financial planning fees: $150 per hour (negotiable hourly rate); fixed fees from $1,500 to $5,000 (negotiable); Advisory consultations: $150 per hour or project-based fee $1,500 to $5,000; Investment supervisory services: $2,000 annually ($500 per quarter), non-negotiable
Main office location
Efficient Capital Strategies, LLC
310 Maple Ave.
Barrington RI 02806, United States
Number of offices
1
Most active in
Efficient Capital Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New York · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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