Elderrock Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,599,746
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
63
19% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
63
Very HighAverage account size
$469,837
About
Elderrock provides comprehensive financial planning, consulting, and portfolio management to individual clients and to sponsors of employer‑sponsored retirement plans, including pension and profit‑sharing plans. Services for plan clients include asset management, participant education, and advisory support alongside the firm’s work for individuals.
The firm’s investment process draws on fundamental and technical analysis as well as modern portfolio theory to build tailored allocations, and it offers both discretionary and non‑discretionary management with ongoing monitoring. Elderrock also integrates retirement planning, tax considerations, hedging strategies, and equity compensation review into its advice and uses third‑party platforms (including Altruist and Betterment) for custody and certain managed accounts.
What is distinctive about the firm is its explicit ERISA‑focused practice: Elderrock provides both ERISA fiduciary services and ERISA non‑fiduciary administrative services for retirement plans, including selection and monitoring of designated investment alternatives, creation of model portfolios, and QDIA management—capabilities that are uncommon among similar independent advisers. The firm combines those plan‑level services with individual wealth management and makes financial planning available either as part of ongoing management or on a stand‑alone hourly basis.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Equity compensation tax strategy
Retirement income strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Wealth management
Occupation focus
Retired
Founder/Business Owner
Fee options
Below $250,000 - $250,000: 1.50% $250,000 - $1 million: 1.00% $1 million - $5 million: 0.80% $5 million - $10 million: 0.70% $10 million+: 0.60%
$200 per hour for financial planning and consulting services, fees negotiable
Fee-only: Financial planning and consulting services charged hourly at $200 per hour, fees negotiable
Main office location
Elderrock Financial LLC
1812 Hewitt Ave. Ste 212
Everett WA 98201, United States
Number of offices
1
Most active in
Elderrock Financial LLC has reported serving >5 clients in these states in the last 12 months.
California · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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