E
Eureka Financial Planners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$51,680,000
Clients
98
10% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
98
Very HighAverage account size
$527,347
About
Eureka Financial Planners is an independent, fee‑based financial planning and investment management firm that manages roughly $51.68 million for about 98 clients, serving individuals and retirement plans. The firm provides financial planning, qualified plan consulting, and ERISA plan services (including non‑discretionary 3(21) fiduciary advice) in addition to ongoing portfolio management.
The firm delivers investment advice on a non‑discretionary basis, preparing security selections and portfolio recommendations but obtaining client approval before executing trades and providing periodic reviews and reporting. Its research uses both fundamental and technical analysis, and the firm discloses use of options, other derivatives, and borrowing within separately managed account strategies when applied to client portfolios.
Distinctive features include the predominance of non‑discretionary assets under management and an explicit focus on pension consulting and ERISA plan work alongside individual client services—each of which is less common among independent peers. The firm also discloses that its principal maintains separate licensed activities (including insurance and other businesses), and it manages those potential conflicts through written disclosures and internal policies.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement plans for business owners (SEP, solo 401k)
Options & derivatives strategies
Fee options
Flat fee between $125 and $2,500 for financial planning and $125 to $2,500 for qualified plan consulting services
1% annually
$125 per hour for financial planning services
Fee-only: Hourly fee of $125 per hour or fixed fee between $125 and $2,500 for financial planning services
Main office location
Eureka Financial Planners, LLC
Eureka CA, United States
Number of offices
1
Most active in
Eureka Financial Planners, LLC has reported serving >5 clients in these states in the last 12 months.
California · Oregon · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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